Culture Is Not About Esthetics
Aesthetically & economically, maybe there is too much new art. Don’t take this too seriously.
The climate of our culture is changing. Under these new rains, new suns, small things grow great, and what was great grows small; whole species disappear and are replaced.
The Amazon Kindle ignited ebook markets by providing a e-ink interface which is visually competitive with paper, and easy access to a remarkable fraction of Amazon’s inventory. It’s very nice.
The pricing of ebooks is controversial2; why should an ebook cost as much as the book? The Kindle’s ebooks are small digital files, as opposed to multi-pound slabs of exactingly manufactured wood and cloth3. The former is delivered wirelessly, while the latter requires globe-spanning transport networks. Surely there is vast overhead for the paper, and ebook prices should reflect their marginal cost of production of 0 cents?
Not many expect ebooks to be priced in cents, since the author expects to be paid a fair bit for her writing, and the publisher expects to be paid for editing & formatting it, and Amazon is there discreetly coughing for its share45. So it won’t be 0¢, but why not $3 or less?
The Price Is Not Right
In a sense, this is a very easy question. The right price for ebooks is whatever the market will bear. If $3 is not the right price, then consumers will not buy, and the price will continue to fall until they do.
In another sense, it’s a difficult question as some people seem to be thinking in medieval terms with the moral concept of the ‘just price’, which is inapplicable to books. (Just prices are easy to set for necessities - eg. if anybody is starving to death, then the price of food is not at the just price - but this doesn’t work for luxuries. And most of Amazon’s merchandise must be classified as a luxury. One is not going to die without the latest Madden NFL video game or James Patterson novel.)
Subsidies
But the presupposition of a discussion of how to ensure a profitable price level mutually acceptable to consumers & corporate publishers is that the publishers should survive. That is: if books are not economically sustainable at natural e-book prices (eg. $3), will society be worse off? Should publishers or novelists be subsidized67? They certainly are subsidized in many ways direct & indirect. Some areas of artistic endeavour seem to try to prove that art is worthless and a joke; it’s a little hard to explain some areas of modern or post-modern art8 in any other way, and who are we to disagree with them? But that’s a cheap way out. What about art that is quite serious and aspires to the age-old goals of art?
The more I think about it, the harder I find justifying any subsidy.
We value high author royalties because this allows authors to specialize in being authors; specialization is a good thing because it allows authors to produce more than they otherwise would; and higher production is good because we value the fruits thereof.
But higher production isn’t always good; production can be misguided or wasted 9. (And strengthened copyright law may not be an effective subsidy regardless.10)
100 Apples in the Barrel
Where words are scarce, they are seldom spent in vain, / For they breathe truth that breathe their words in pain.
William Shakespeare11
Suppose we all have 100 apples. Our lives do not revolve around apples, though we like them well enough. But still, 100 is too many; even if we ate 5 a day, the rest would go bad before we ate them. And of course, it’s unlikely that any of us will go to the greengrocers and buy more. Our marginal utility of apples has plunged to zero12.
From our perspective, the farmer bringing a truck of apples to the greengrocers has wasted his labor. Let’s hope he’ll find something to do with those surplus apples so the resources that went into making them were not wasted - maybe bake some apple pies, or compost them all.
Now suppose this wasn’t a one-time gift. We live in a magic world where everyone gets 100 apples a week. Here the farmer’s entire career is wasted. Isn’t he wasting his life? He’s a smart fellow; no reason he couldn’t go do something more useful.
We could invent ways to employ this farmer. Perhaps every week he breaks into everybody’s kitchens and steals their apples so they have to buy apples from him. Perhaps he’ll run a large marketing campaign to convince everyone that his apples are superior to the magical apples. Perhaps some people get Granny Smith but really wanted Red Delicious, and he runs an apple-trading hub, filling in deficits with his apples. Perhaps he lives on government subsidy checks & farms apples as a hobby. Or something.
But nevertheless, these apple-farmers represent a dead-weight loss. That’s bad.
100 Books on the Shelf
Do technology and economic growth create problems? Certainly. But as Maurice Chevalier said about the disadvantages of growing old, consider the alternative…if you chose to live in Renaissance Florence you would not be able to enjoy Cézanne and Picasso. In Johnson’s London, you would not be able to listen to Beethoven or Brahms. In La Belle Époque, you would not be able to read Joyce or Faulkner. To live in today’s world is not only to have access to all the best that has come before, but also to have a breadth and ease of access that is comparably greater than that enjoyed even by our parents, let alone earlier generations.
Now, can we apply this analogy? I don’t have 100 apples, but perhaps I have - 100 novels.
Not any novels, but science fiction novels. Nor any 100 Sci-Fi novels, but the winners of the 2 most prestigious SF awards for the last 50 years: the Hugo and Nebula Awards.
Reading Them
Delicacy of taste is as much to be desired and cultivated as delicacy of passion is to be lamented, and to be remedied, if possible. The good or ill accidents of life are very little at our disposal; but we are pretty much masters what books we shall read, what diversions we shall partake of, and what company we shall keep…When a man is possessed of that talent, he is more happy by what pleases his taste, than by what gratifies his appetites, and receives more enjoyment from a poem or a piece of reasoning than the most expensive luxury can afford.
David Hume, Essays Moral, Political, Literary 1777249ya (Essay I: “Of The Delicacy Of Taste And Passion”)
…in an information-rich world, the wealth of information means a dearth of something else: a scarcity of whatever it is that information consumes. What information consumes is rather obvious: it consumes the attention of its recipients. Hence a wealth of information creates a poverty of attention and a need to allocate that attention efficiently among the overabundance of information sources that might consume it…A relatively straightforward way of measuring how much scarce resources a message consumes is by noting how much time the recipients spends on it.
Herbert A. Simon, “Designing Organizations for an Information-Rich World”, 197155ya.
…the cost of a thing is the amount of what I will call life which is required to be exchanged for it, immediately or in the long run.
Thoreau, Walden
Suppose I read the 100 at the rate of 1 a week13, or 52 a year. I will finish them in ~2 years.14
It will take an appreciable fraction of my life to read a vanishingly small fraction of one small fiction genre, that itself has existed for less than 2 centuries and been written almost exclusively in 2 countries15.
And what if I want to read the prequels and sequels? Not all winners are as prolific in sequels & prequels as Dune, but these winners include many duologies and trilogies (or more)16. I can probably expect to lose another 2 or 6 years to them. Certainly, I can expect it to take another 4 years to read the 2 top runner-ups for each award. And did I mention that these awards have multiple categories? Many of SF’s greatest works are short stories or novellas, which compete for different Nebula & Hugo awards.
And of course, it’s not like the Hugo & Nebula awards are the definitive list of SF ‘books to read’ - The Encyclopedia of Science Fiction treats of hundreds of writers, and mentions thousands of works; The Encyclopedia of Fantasy has more than 4000 entries. Like Mandelbrot’s fractal coast of England, the more thoroughly I search, the longer my reading list becomes.
New = Bad
It is worth serious consideration how great an amount of time—their own and other people’s—and of paper is wasted by this swarm of mediocre poets, and how injurious their influence is. For the public always seizes on what is new, and shows even more inclination to what is perverse and dull, as being akin to its own nature. These works of the mediocre, therefore, draw the public away and hold it back from genuine masterpieces, and from the education they afford. Thus they work directly against the benign influence of genius, ruin taste more and more, and so arrest the progress of the age.
The list is now 8 years in length; if the SF industry had imploded the day I started, I would not have noticed.
I would be better off, actually, if the industry did implode! The last SF or Fantasy I read was Brandon Sanderson’s Mistborn trilogy. It was good, but I know there are better18. My reading time is finite, and reading Mistborn pushed out reading Gene Wolfe’s Book of the Long Sun tetralogy - which I ultimately enjoyed more. If the industry had imploded before Mistborn was published, I would have read Long Sun instead19.
It wouldn’t be difficult to spend the rest of my life reading only SF published before 200917ya, and it would be more efficient as time is the keenest critic.
The connection to other aspects of modern life and akrasia is apparent: there’s a Gresham’s Law whereby cheap yet unsatisfying works will push out more satisfying but more demanding entertainment. Humans suffer from hyperbolic discounting; we may know that in the long run, Mistborn will be forgotten when Long Sun is remembered, and that once we get started, we will enjoy it more - yet when the moment comes to choose, we prefer the choice of immediate pleasure.
Why is this? For that matter, why do so many discrete subcultures flourish around fiction and seem to outnumber subcultures based on nonfiction topics like guns? Why does fiction seem to sabotage effectiveness in real-life? Rather than enhance it as seems plausible and as it could very well do since interactive fiction is capable of slipping enormous amounts of information into one’s mind (eg. What video games have to teach us about learning and literacy, 2003). Right now, we can only speculate; I suspect the answer lies at the convergence of highly abstract interpretations of creative experience, modern video-game instantiations of addictive token economies, and the neurology of fiction20. Robin Hanson suggests, based in part on analysis of 201 major British novels21, fiction is closer to signaling and wish-fulfillment - serving to educate us about group membership or interaction, and sending messages about what groups one is in (it’s hard to fake a real knowledge of The Silmarillion, eg.) It’s an interesting area, but not strictly relevant to the topic of whether new fiction should be subsidized and its merits compared to old (existing) fiction.
Generalizing This
Reading anything less than 50 years old is like drinking new wine: permissible once or twice a year and usually followed by regret and a headache…I definitely have followed that dictum. Maybe a little too much so, in that I rarely read anything modern at all. When it comes to books. I don’t follow that rule when it comes to music or movies or blogs. But on the level of books, there is so much good stuff out there that has stood the test of time, I don’t run out of interesting things to read.
topologist Robert Ghrist22
But reading only SF is impoverishing. I always wanted to get into mysteries and French literature. But those will take at least 2 decades. Now I’m in my 50s. I’d better hurry if I ever want to read English or Chinese literature, or any nonfiction!
So, why do I care what happens to the SF market? How does it concern me that the short story magazines are collapsing and will train no new writers? I have no need of them. I already have 100 apples.
Music
Or how about the genre of classical music? I once saw a complete collection of J.S. Bach in 160 CDs. I’ve no idea how many hours of music that is, and am too frightened to calculate it. And how many listens would it take to reasonably appreciate it? A lifetime perhaps.
Why should I care about some publisher trying to record another CD of the Brandenburg Concertos? I’m not a conductor, I will hear no improvement. To me, there is no difference between the world’s greatest violinist and the 10th-greatest.
Movies
Or consider another medium: movies. Have you seen the IMDB’s Top 250 movies? There are excellent movies in there. Some are profound, others moving, and not a few profoundly moving. Why are you going to watch Transformers 2 or Ice Age 3? For entertainment value? But there are movies in that list which are far more entertaining, I assure you.
Even if you’ve seen the top 50, there’s another 200 to choose from. If you think the IMDB is too faddish and Internet-centric, there’s no shortage of other lists - the New York Times would be happy to tell you all about “The Best 1,000 Movies Ever Made” (6 years at 3 movies a week). And what about television? If we ask IMDB about movies by year or all the movies and TV episodes it knows about, it’s happy to tell us: 1,111,244 episodes; 263,524 movies; and 1,920,757 works in total (as of 2011-06-28). We can also look at movie production over time, where we find that as early as 1917109ya there were 5,490 movies made. (A current estimate for the EU is “1100 features and 1400 shorts per year”.) So even if we got in at the beginning, we never had a chance at watching so much as a small fraction.
Here’s a thought problem: suppose an intensive study revealed, authoritatively, that removing all subsidies and ‘intellectual property rights’ would cause movie production to fall by 95%. Would you regard that as a disaster, something to be decried and abhorred and legislated against? I suspect so. Suppose the study found that, specifically, this 95% fall was composed partially of movies never getting made, but also partially of movies getting made and then lost or never distributed or never shown at all (perhaps because in the absence of copyright, pirates would undercut them and take all profits); would this change your opinion much? Probably not for the better - if anything, it’s even more horrifying, in the same way almost winning the lottery but missing by 1 number is more saddening than missing it by 2 numbers.
But the interesting thing is that this is already happening: less than 5% of movies are available to the public23, and only around 10% of silent films survive in any sense anywhere24. So that 95% fall has already happened; civilization seems to have survived25. (A reflection on the ‘movie canon’: if you believe the canon is aesthetically invalid and has not successfully picked out the best movies made, then that implies anywhere up to 90% of the best movies ever made are lost forever to you.)
Genres in General
When will we realize that the fact that we can become accustomed to anything, however disgusting at first, makes it necessary to examine carefully everything we have become accustomed to?
George Bernard Shaw, A Treatise on Parents and Children, 1910
Any field over a century old has built up a stock of masterpieces that could fill a lifetime.26
Fields that are new, or still technically developing, may not have enough. For example, video games - even the greatest arcade games from 20 or 30 years ago such as Pac-Man or Space Invaders has a hard time competing against mediocre contemporary games. Something similar may be true of modern television programs27 (although presumably the development and sophistication is finished in still other modern formats like movies, which draw the most capable and most money).
Granting that new/developing argument, one only delays the day of reckoning, and as time passes, new fields are necessarily an ever smaller fraction of the general surplus of art. After all, while we may not be able divide up all art into categories of ‘painting’ or ‘Russian novel’, there is something we can count and which is absolutely crucial to the argument: time. Our lives are only so long, and they are denominated quite precisely, second by second. We have 500,000 hours.28
Does it matter whether it’s a ballet or a novel if we devote 3 of those hours to it? Artworks may be as non-commodified or incomparable or subjective as we please, but we can’t get around our own limits. For our finite lives, it’s good enough if we call it art. And we don’t necessarily need to assume substitution of works across genres; given enough time, any genre will outrun your lifespan. As genres multiply, it becomes ever more difficult to argue that some new and small genre is the only one that can satisfy one and that it merits subsidy. (And yet, despite the scarcity of our attention, we fritter it away and value our time at next to nothing: someone watching an hour of TV is so worthless that after nearly a century, the most an advertiser can afford to pay the TV station for that person’s attention is 20 cents.)
Media Shock
The soul has no assignments, neither cooks
Nor referees: it wastes its time. It wastes its time.
Here in this enclave there are centuries
For you to waste…
The books, just leafed through, whisper endlessly.Randall Jarrell29
I hope I’ve made my point: we live in an age of utter media abundance. Like none before us, we can partake of the greatest works in all mediums of all ages. We do not sip from a fountain laboriously supplied by hard-working artists & authors, nor even guzzle from a fire-hose hooked up to a printing press; we are being shot off Niagara Falls. The impact alone will kill us.
This has been true for a very long time. Even mediums dismissed as dead produce astounding quantities; the American magazine Poetry receives 100,000 poem submissions a year. The Bodleian Library has been running out of space since the 1970s; it ordered a 13-acre warehouse with 153 miles of high-density shelving - and expects this to suffice for just 20 years30. This abundance may have been invisible to most people before the Internet. The largest collection a person would ever run into would be his local library, and that is reassuringly small. It has a few dozen thousand volumes, perhaps, of which someone will want to read only a small fraction. A good reader could get through 1 book a day on average, and so one could encompass the whole in a lifetime. Who visits the Library of Congress and is struck by the physical reality of dozens of millions of items? No one. Between 200224ya and 200917ya, publishing analysts R.R. Bowker estimated 6,785,915 ISBNs were assigned31. (Google Books estimates there are >130 million books.) One couldn’t hope to buy more than one could consume either, as books and media are expensive per hour. (Niche consumer can expect even worse prices; at one point, American anime fans were paying more than $40 for <30 minutes32.)
But the Internet puts the equivalent of multiple Libraries of Congresses at one’s fingertips. One only has to visit a BitTorrent tracker website and see the entries scroll off the screen for hundreds of pages, each representing a massive collection soaking up endless weeks and years. All of it is there for the taking. It can’t be ignored. Everyone who wants a particular webpage or album or movie is forced to see the results of their search queries and muse, ‘if my narrow request turned up this much - how much must there be in all?’ The numbers become numbing if one projects out just a little way into the future:
“So far humans have created 500,000 different movies and about one million TV episodes. At least 11 million different songs have been recorded…If the current rates of inventiveness continue, in 2060 there will be 1.1 billion33 unique songs and 12 billion different kinds of products for sale.”34
1.1 billion unique songs beggars the imagination. When I was a child, I would sometimes see how high I could count before I lost track, mentally counting in a blur; over a periods of many months, occasionally writing down the current number before bedtime, I managed to count to 2 million. The numbers began to appall me - ever since I have never seen the word ‘number’ without seeing ‘numb’ in it. But 2 million is tiny. It is barely 1⁄600 of the raw numerical count of songs that I will live to see produced.
Even individual sites or writers now surpass the human. Who has the time to read and understand all of Donald Knuth?35 Who can view every article and document and photograph and edit that streams through Wikipedia every second? I have seen sober estimates that if one were to start at the first Wikipedia article and read alphabetically, the percentage of Wikipedia one has read will go down over time, the articles were created so fast. Who can watch the 35 hours of video uploaded to YouTube every minute?
This is a situation that old nostrums do not address. We do not need more creativity for the sake of creation36.
Let’s Ban New Books
Consequently, it is soon recognised that they write for the sake of filling up the paper, and this is the case sometimes with the best authors… As soon as this is perceived the book should be thrown away, for time is precious. As a matter of fact, the author is cheating the reader as soon as he writes for the sake of filling up paper; because his pretext for writing is that he has something to impart…It is only the man who writes absolutely for the sake of the subject that writes anything worth writing. What an inestimable advantage it would be, if, in every branch of literature, there existed only a few but excellent books!
Arthur Schopenhauer, “On Authorship and Style”
By this, my sonne, be admonished: of making many bookes there is no end, and much studie is a wearinesse of the flesh.
Ecclesiastes 12:12
With our too too short lives, and so much to see, one does oneself a great disservice by consuming anything but the best.
And thus, do not authors & artists do us a disservice by creating mediocrity we, being only human, will at least try? Maybe these authors & artists are only creating attractive nuisances!
Let’s look back on the argument:
Society ought to discourage economically inefficient activities.
At least, it ought not to encourage inefficiency. It may not do this perfectly, but this is still a desiderata; special pleading for some activity, saying that some other activity or market is far more economically inefficient, is not a good reason.If some good a can be created to fill a need, and there is an existing & available good b that fills that need equally well, then it is economically inefficient to use a and not b.
Consumers of new art would be equally satisfied by existing art.
By 2 & 3: it is economically inefficient to produce new art.
∴ By 1 & 4: Society ought to discourage new art
In short: old stuff is as good as the new, and it’s cheaper; so making new stuff is wasteful.
Objections
One of the basic tactics with any objectionable argument is to see whether any of the inference steps are faulty. In this case, we can see that there is nothing wrong with the logic. So we’re left with rejecting premises, or accepting the conclusion.
Here’s what we can reject:
that societies ought to encourage efficiency
that creating something when there’s an existing object is inefficient
that old books can replace new ones.
Society Doesn’t Care?
Now, #1 seems unobjectionable. To reject that premise is to argue either that society ought to discourage economic efficiency, or be neutral about efficiency.
The former is false. There are governmental programs and policies acknowledged to be economically inefficient, but everyone agrees that their inefficiency is a flaw, and the programs are justifiable not because of, but despite the inefficiency - they supposedly deliver some other benefit which compensates for the cost. If there were some alternative which was efficient, it would be better.
Neutrality may not be wrong. But voters consistently elect candidates who promise to grow the economy & make things better; and governments have a long history of supporting projects - like bridges & highways - whose justifications are that government ought to help make the economy more efficient. So it seems wrong as well.
What’s Efficiency Anyway?
Premise #2 is weaker. To me, this premise about substitutability seems so fundamental that I’m not sure how to defend it. If you need a glove, and you have a perfectly good one already, isn’t spending $20 on a new glove the same thing as throwing your money away? Isn’t #2 a generalization of this principle?
If you reject #2, I’m not really sure what economics you’re working under. But there are a few objections we could classify under this heading, generally postulating externalities, such as Keynesian thinking about stimulus spending.
They Snatched Society’s Brain!
When one reads the verse of people who cannot write poems—people who sometimes have more intelligence, sensibility, and moral discrimination than most of the poets—it is hard not to regard the Muse as a sort of fairy godmother who says to the poet, after her colleagues have showered on him the most disconcerting and ambiguous gifts, ‘Well, never mind. You’re still the only one that can write poetry.’
Randall Jarrell, “Verse Chronicle”37
An interlocutor might suggest that perhaps the creation & consumption of new fiction or novels serves some laudable purpose beyond swelling libraries.
Now, what good deeds could only new works produce? Certainly it’s not edifying & educating our youth; it is not as if the pedagogy of Euclidean geometry has changed much over the last millennia, nor is 20th century fiction known for teaching moral lessons.
But new fiction could be an important societal mechanism for discussing new developments and for pondering the future. SF would be an excellent example of this; the name preferred by connoisseurs - ‘speculative fiction’ - points straight to this benefit, and creators often cite this as the non-entertainment value of their works38. Who but knows that the constant undercurrent of computers & cloning & space travel in SF has not helped society prepare for the future? Hasn’t SF directly inspired any number of young men & women to enter the hard sciences (as opposed to dedicating their talents to, say, finance), with benefits redounding to all humanity? What’s a dead-weight loss of billions a year compared with landing on the Moon?
I find this argument uncomfortable. It’s arguing that fiction is justified inasmuch as it makes superior propaganda39; , an age-old use of art and one particularly prominent in the 20th century. It may be propaganda in the service of a noble & good cause, and swaying someone to choose a career in science is not as evil as propagandizing children into clearing Iraqi minefields with their bodies - but the morality of it is difficult.
And an utilitarian might cavil about the benefits.
Propaganda
The reading of stories and delighting in them made Don Quixote a gentleman: the believing them literally made him a madman who slew lambs instead of feeding them.
George Bernard Shaw, Back to Methuselah (“A Touchstone For Dogma”)
If someone does not believe in fairies, he does not need to teach his children ‘There are no fairies’; he can omit to teach them the word ‘fairy’.
Fiction can be unfairly persuasive, bypassing our rational faculties41; it may be that we default to believing what we’re told and disbelief is only a latecomer. Information from fiction can substitute for nonfiction (time consumption is zero-sum between fiction & nonfiction) and in sufficient volume, discredit it, which can lead to direct harm - TvTropes’s “Reality is Unrealistic”, which is about self-reinforcing unrealistic fictional depictions of reality, claims that “…Nonetheless, the public is largely convinced that cars present a serious danger of explosion after a crash, which has resulted in many, many cases of well-meaning members of the public pulling injured victims out of cars, causing further injury to them, to get them away from the car before it explodes.” (SF, in particular, is often good inversely proportional to how much scientific truth it contains.) The author’s motive may be malign as easily as benign; readers can read a blatant allegory of Naziism like Spinrad’s The Iron Dream without cottoning on, and the generic fantasy/medieval and science fiction settings/plots are intrinsically hostile to almost all modern values (see for example “The Sword of Good”, or Brin on Lord of the Rings & Star Wars). The author’s intent may not even matter; one’s default reaction to being told something is to believe it42, and psychology has found that unrelated input still affect substantially our beliefs (these effects are known as priming, anchoring, availability heuristic etc.). This effects are not trivial; instances like hypotheticals change what purchases you make or whether you dislike someone, prime foreign goals, affect mood, and they can lead to the formation of vicious stereotypes. Priming & contamination is very bad news for anyone who wants to think that they are not affected by the fiction they read. People seem to believe what they dream, the more engrossing a fiction the more you blindly favor the protagonist and believe the story realistic, people who watch TV believe43 poetic justice actually happens outside stories and the world is more dangerous than it is and looks like TV (which may explain why it’s easier to brainwash people with TV into supporting the death penalty rather than gay marriage), perhaps because viewers can emotionally treat characters on screen as real44 and replacements for real relationships with negative consequences like reductions in family size or pregnancy rates
When we read thorough research on narratives that lead to changes in behavior and reduction in stereotyping, we should not forget that this makes fiction a double-edged sword.
Everyone tells kids that what they see on TV isn’t real - of course! But what makes you so sure that you don’t believe what fictions you read?
The human brain evidently operates on some variation of the famous principle enunciated in [Lewis Carroll’s] ‘The Hunting of the Snark’: ‘What I tell you 3 times is true.’
Norbert Wiener, Cybernetics: Or the Control and Communication in the Animal and the Machine (194878ya)
As a society, is it good to have our discussions and views about incredibly important matters like space exploration hijacked by fiction? It’s hard to see why fiction would yield discussion of equal or superior quality to discussions based on non-fiction. Fictional evidence is particularly fallacious. Consider discussions of Artificial Intelligence; if one sees any mention of fictional entities like HAL 9000 or Skynet, one can stop reading immediately, for the exchange is surely worthless. A discussion about the nonfictional entities SHRDLU or Eurisko, though, might be worthwhile.
So either fiction is effective as propaganda and setting societal agendas, or it isn’t. If the latter, then the loss is nil; if the former, then fiction is dangerous!
Two Sides of the Same Organ
It is a good rule, after reading a new book, never to allow yourself another new one till you have read an old one in between. If that is too much for you, you should at least read one old one to every three new ones. Every age has its own outlook. It is specially good at seeing certain truths and specially liable to make certain mistakes. We all, therefore, need the books that will correct the characteristic mistakes of our own period. And that means the old books…Nothing strikes me more when I read the controversies of past ages than the fact that both sides were usually assuming without question a good deal which we should now absolutely deny. They thought that they were as completely opposed as two sides could be, but in fact they were all the time secretly united - united with each other and against earlier and later ages - by a great mass of common assumptions….None of us can fully escape this blindness, but we shall certainly increase it, and weaken our guard against it, if we read only modern books.
And there never was a time, I believe, when those who read at all, read so many more books by living authors than books by dead authors; there never was a time so completely parochial, so shut off from the past…Individualistic democracy has come to high tide: and it is more difficult today to be an individual than it ever was before.
Maybe there’s a different externality. Instead of powering decision-making, or funneling people into science, maybe fiction serves as kind of a global brain - enabling creative thinking and breakthroughs that a more sober society will not.
This thesis reminds me of the Orson Welles quote from The Third Man that goes:
“…in Italy for thirty years under the Borgias, they had warfare, terror, murder and bloodshed, but they produced Michelangelo, Leonardo da Vinci and the Renaissance. In Switzerland, they had brotherly love, they had five hundred years of democracy and peace - and what did that produce? The cuckoo clock.”47
The evidence for this idea might be that every great scientific or technological power was also strong in the humanities, and exceptions like Soviet Russia only prove the rule by creating scientific enclaves mimicking the freer countries.
But of course, this might be confusing correlation with causation. What characterizes those countries is a general freedom of action & thought. Some incline to the arts, some to the sciences. Successes in both domains spring from a common cause, not each other. After all, if the arts could fertilize the sciences, one would expect some reciprocity - and the humanities have made notoriously little use48 of science’s techniques, worldview, or results.
Conceptually, I see no problem with a nation of sober hard-headed engineers and scientists doing quite as well without the novelists.
If we think of specifics, the idea of cross-fertilization retreats. What Elizabethan plays helped Isaac Newton? When Einstein thought of riding a beam of light, did the novels of Thomas Mann play any role? What hath Stephen King to do with Stephen Hawking?
Won’t Someone Think of the Chemists?
One could worry that the failure of fiction markets to find a sustainable model might mean the end for nonfiction material, which includes texts & research on things precious to us all such as vaccines.
After all, many of the same arguments seem to apply to the flood of nonfiction material. ProQuest’s database includes 1.023 million PhD theses published in the last 30 years from just 151 American institutions;49 and it says that its full database of PhD and Masters’ theses runs to over 2 million, and is increasing at more than 70,000 works a year. Much of this material would seem to be sterile and unproductive, as can be scientific papers in general.505152
But this worry is unnecessary. There are several possibilities.
The nonfiction market could be subsidized. This is quite justifiable. Science, after all, is heavily subsidized already. Why? Because it has enormous value 53 and new research can’t be replaced by old, almost by definition. There’s intrinsic value to populating new chapters and books with new results, value that isn’t there with fiction.
The nonfiction market could survive as the fiction market withers away. Fields might lose the subsidy of students forced to buy the latest trivially-changed edition, but that’s a predatory subsidy and more valuable to the publishers than the academic authors, so the loss would be minimal.
Accept No Substitutes, Or, I Can’t Believe It’s Not Octavia Butler
The claim of #3 is that we can, without loss, switch everyone over from reading contemporary fiction to not-so-contemporary fiction. I daresay this is the premise everyone will question immediately. The classics are an essential part of an intellectually balanced breakfast, but can they be all of it? That is, would creating new works move us to an optimal selection of works, a move large enough that it pays for all the costs involved?
This immediately seems true, but is it? Why can’t new works just rearrange rankings, and merely displace equally good works?
Lost Works
In many respects, much of fiction is worthless. For example, the medieval Japanese believed that The Tale of Genji was missing several chapters. Suppose this were true? How exactly has the world been harmed? People seem to enjoy Genji monogatari quite well enough. Would the discovery of 3 or 4 concluding chapters improve the work? Clearly it would lead to a great deal of work being done, since textbooks and papers would have to be updated, but how likely is it that the extra chapters will make Genji a greater work? Genji isn’t the most tightly plotted work. If an act were cut out of Macbeth, it would be a poorer play for it, and many poems would suffer for losing a stanza; but plays and poems are usually written with an eye to performance - there’s a premium on length that isn’t there with novels. Consider Charles Dickens’s The Pickwick Papers. If 100 pages dropped right out of the middle, do you think any new readers would notice? Or if a few heroic hexameters dropped out of the Iliad, would our enjoyment be any less? ‘Even Homer nods’; it is the entire work that is valuable.
People might say that they would derive much less enjoyment from an incomplete, edited, or abridged version, but I don’t know how much we can trust such utterances. They might just be making a ritual genuflection to the eminent author, or upholding a social image as a person who cares about accuracy, completeness, and authenticity. If we can’t, if there is some ceiling of n utilons of enjoyment which is reached by many books, then premise #3 is saved.
Further, there is a great deal of historical evidence that we have lost awe-inspiring works, yet no one but scholars particularly lament them. There is the Library of Alexandria and Qin Shi Huang’s Burning of books and burying of scholars, to cite two famous mass losses, but in general the great classics survive in surprisingly few numbers; Beowulf survived only in one (fire-damaged) copy, and the Eddas (almost the sole sources for Norse mythology) likewise. The Greek plays suffered similar losses (7 of Sophocles’s >123, 7 of Aeschylus’s 90, 19 of Euripedes’s 92), and what survived were not always the best works54. And literature is favored as words can be reproduced; the Greek music Plato & Aristotle considered so important, or the Chinese music Confucius considered equally vital? Gone. Greek art is little better - who even knows that Greek statues were not austere marble but painted?
But can we assume that there’s a common valuation for how enjoyable all books are? Moby Dick is quite different from The Importance of Being Earnest. Alice may value the former much less than the latter, while Bob wants a nautical drama & not a comedy of manners. In this case, because both works exist, both Alice & Bob can be satisfied and we reach an optimum.
But what if the book Bob desires hasn’t been published, but would be soon if there were a market? He will be saddened to have to read of butlers and harpooners instead of the shadow war of Pirates versus Ninjas. In this binary case, Alice will still be fine, but Bob will be worse off.
The full example is not so bad for us, though. It’s plausible that Bob would enjoy Pirates versus Ninja: The Stabbening more than Moby Dick if those were the only 2 choices. But there are over 32 million books in the Library of Congress; is Bob so extraordinarily picky that not a single existing book would be as or more enjoyable than Pirates vs Ninja?
This is not so implausible; American culture stagnated in many ways during the 20th century. The economist Tyler Cowen considers a reader’s thought experiment:
…what if the law said we couldn’t make any new art (movies, novels, music etc.). And perhaps said we ought to rerelease each year the art that first appeared 50 or 30 years ago. How would people’s leisure activity and society’s cultural evolution change?
And replies 55:
After the adjustment process, I believe that matters would settle in an orderly fashion, although whether we pick the art from 30 or 50 years ago would make a big difference in terms of the required rejiggling of our aesthetic sensibilities. We would pick out bestsellers from 30 or 50 years ago and some of them would be in demand, if only because people wish to share common cultural experiences. Overall it is the more obscure books from that era that would likely rise to be the bestsellers today.
1979 is barely an aesthetic leap; could not The Clash be a hit today? How about Madonna? Is it so ridiculous to think that people still might go hear The Rolling Stones or Paul McCartney in concert?
In the same vein, John Taylor (bassist for Duran Duran), who is unhappy with the “slow down”56 of “innovative culture” (and music in particular), admits that:
Most students I know have an extremely broad appreciation of music…My stepson is at New York University (NYU) and he was telling me how he’s currently into Cole Porter, music from the 1920s and swing music from the 40s. So the availability and accessibility of music on the internet today is truly incredible, and I applaud anything that can inspire interest or curiosity in anyone.
But this also means that those of us who before would have been looking towards the current culture for inspiration are now often to be found, like my stepson, in various backwaters of older music.
This relative lack of need for current, innovative culture can cause, has caused, is causing - maybe - the innovative culture to slow down, much as an assembly line in Detroit slows down and lay-offs have to be made when the demand for a new model recedes.57
Pejorative language aside (Cole Porter is a backwater?), does Taylor’s grandson sound unhappy with old music? Would he be unhappy if his choices were universalized and less new music were created as a result?
In-Progress Works
But, you say, Herbert & Wolfe are fine, but dammit you have a hunger for some Cory Doctorow, and can’t help but be curious as to how the deuce The Wheel of Time will end. OK, fine. There are ~300 million Americans who couldn’t care less if a market dissolution balked you. And of course, the problem of works-in-progress is a problem that solves itself: Doctorow must one day die, and if he shuffles off the mortal coil tomorrow, then your situation was the same as mine - except with a slightly higher upper bound.
And even if you were balked, or in-progress series permitted to finish, that’s a fixed one-time cost58. It may cost quite a bit to liquidate all the companies and shift their assets into more productive occupations; some people will never shift. But that’s creative destruction for you: the long-term benefits win in the long run.
New Book Smell
Maybe there’s something intrinsically better about new books. Not that they deal with new subjects - we addressed that earlier - but perhaps it’s about the style, or appearance, or apparent novelty. Maybe when one looks at Tom Jones, the antique language instantly subtracts 10 utilons even if it’s still comprehensible.
But the language can’t be the reason. Maybe Shakespeare and Chaucer aren’t as enjoyable and this explains why they aren’t as popular as they should be given their eminence, but for this to explain why books from the ’50s or ’60s are very unpopular or why books from the ’00s sell better than books from the ’90s - despite them all reading much the same59, we need to posit large penalties and attribute to readers remarkable powers of discrimination. (And we could argue that the existing relatively low level of support for new works compared to other forms of recreation like professional sports indicates that new book smell is even less valuable than one might expect just from sales.60)
Could it be due to ‘spoilers’? Some spoilers, like King Kong dying or Darth Vader being Luke Skywalker’s father, are so universal as to ‘spoil’ pretty much anyone who would watch those movies. A new work, however, has a long lag before the ‘spoilers’ escape into the general population, and so if spoilers destroyed the pleasure people take in works, one would naturally expect people to gravitate towards newer works.
While commonly voiced, this suggestion can only be part of the picture. Only the very most prominent works can be spoiled inadvertently; ‘Snape killed Dumbledore’ or ‘Aeris dies’ were successful spoiler memes only because the book and video game (respectively) sold millions of copies and were major cultural events. By definition, there are only a small number of such works. Perhaps a handful of such books or movies or games would be involuntarily spoiled each year, leaving thousands of other new works being produced despite no anti-spoiler advantage. Further, if this were the sole reason for new works, we would have the odd situation that people apparently are willing to spend many billions to encourage production of as-yet-unspoiled works, but will do nothing else to stem the spread of spoilers - even though a negative externality in the billions calls out for prevention or regulation of some sort. Society quite successfully stems the spread of other categories of undesirable information like private information or information on weapons of mass destruction or child pornography, and spoilers would seem to be far easier to suppress than any existing category of information. Finally, and most damning, the minimal research on the topic of spoilers suggests that the net displeasure caused by spoilers is unclear, with one study finding benefits to being spoiled61 and another finding harm.
If there is a new book smell, and it can explain why books from the recent past are less popular than new book, then that means it is nothing intrinsic about the books themselves. Which suggests that it’s a matter of consumer perception; marketing has a long history of altering consumer perceptions for fun & profit. There may be no new book smell at all: it may simply be that new materials ‘crowd out’ previous publications in catalogs or locations with limited space62. This would then feed into the habit-formation or introspective views of fiction consumption: one either hardens into liking only the music one heard as a teenager which is a tiny (commercially-driven) selection of the total corpus, or one is similarly locked into a small subset of works because they are the ones previously consumed and give the proper subjective experience63 (regardless of aesthetics).
If new books ceased to be written, then the publishers of the existing books will have to compete on other grounds, such as price and marketing - which would include faking new book smell. If people are so frequently mistaken about what they would enjoy most now, surely they can be mistaken in the future about new book smell. The modern success of Jane Austen and of lightly edited versions such as Pride and Prejudice and Zombies demonstrates that the centuries need be no bar.
The Experimental Results
Existing research on things like the mere exposure effect suggest that much of esthetics might be trained and essentially arbitrary:
In a 200323ya study, psychologist James Cutting (2003, 2006) briefly exposed undergraduate psychology students to canonical and lesser-known Impressionist paintings (the lesser-known works exposed four times as often), with the result that after exposure, subjects preferred the lesser-known works more often than did the control group. Cutting took this result to show that canon formation is a result of cultural exposure over time. He further took this to show that the subjects’ judgments were not merely a product of the quality of the works. “If observers were able to judge quality alone in the image pairs, their judgments should not have been contaminated by appearance differences in the classroom. To be sure, quality could still play a role, but such an account must then rely on two processes- mere exposure and quality assessment (however that might be done). My proposal is that these are one-process results and done on the basis of mere exposure inside and outside the classroom” (2003, 335).64
A followup found that in some cases, exposure to art decreased liking65 (a result seen in some of the mere-exposure effect studies); exposure to lower-quality formats can cause the development of active preference for the artifacts of the lower-quality, a phenomenon we may be seeing with the MP3 audio format66, and one wonders how much social pressures play a role in perception, given historical anecdotes like Edison’s phonographs being hailed as indistinguishable by (his contemporary, not modern) audiences67. Other studies demonstrate specific connections to such contingent properties as perceived prestige; we’ve all heard of the many hilarious wine-tasting results where even individual judges flatly contradict themselves, but there are more value-neutral examples like the McGurk effect where what you expect is what you get. And fMRI studies are revealing interesting things like the neural correlates of pleasantness increasing with price or spikes in value-assessment regions and increased activation in regions which look like subjects trying to find something to criticize and justify their prejudice.68
But we can to some extent get a handle on what degree popularity or rankings corresponds to any intrinsic esthetic quality by running experiments using very obscure works. If there is a very close connection between quality and popularity, then that undermines my case: new works are extremely popular and often ranked very high (as a percentage of all works), so any reduction in new works would come at a corresponding esthetic losses. But conversely, the more random and unconnected to quality our ratings are, the less we should care about producing new works. We don’t know what quality is, or don’t care, or have some sort of self-discipline problem and can’t make ourselves prefer what we ought to, or something.
What do we find in the experiments? We find the results are not completely random, but they’re pretty close.
The 200620ya study “Experimental Study of Inequality and Unpredictability in an Artificial Cultural Market” (and also 2009), took 14,300 online participants and presented them with a screen full of songs and asked them to rank them. Half were presented with information on how popular a song was (as measured by downloads after listening), and half were not. The rankings differed drastically between the two groups. This is a major blow to any belief that the jewels will rise to the top, since both groups can’t be right. But which? The researchers were clever, and further subdivided the 7,000 shown the popularity information into 7 subsections, which were shown the popularity information for their own particular subsection (each subsection starting with 0 downloads for each song); each subsection popularity ranking clashed with all the others. In other words, the social-influenced rankings were substantially random. They disagreed with the aggregated independent rankings of quality, and with all the other social-influenced rankings. (If 2 contradictory rankings cannot be correct, what about 9?) The most assurance the authors can give us is that “The best songs rarely did poorly, and the worst rarely did well, but any other result was possible.” This matches well with randomized models of cultural diffusion. A 200818ya followup, “Leading the Herd Astray: An Experimental Study of Self-fulfilling Prophecies in an Artificial Cultural Market”, found that with a subsequent 12,000 participants, songs could be made popular just by lying to participants that they were popular (although again the best songs tended to recover somewhat).
One might hope that cultural experts like literature professors and critics would give us true rankings of quality, and so we could at least trust the canonical rankings, but that seems quite desperate; such experts have more social pressures available than a mere download count, professional pressures, etc. If ethicists are not more ethical (to cite just one of many examples), why would we expect critics to be more critical?
There is a fundamental tension in these discussions, between the revealed preferences of people and a claimed enjoyment or esthetic factor; if the latter really are greater for older works, why do people choose the inferior goods? One general observation is that people in general may not benefit from additional choices, as they suffer willpower depletion. This ties into the observation that some studies point to an paradigm in which people do not evaluate choices based on the total benefits each choice delivers (with a fixed time penalty, exponential discounting), but rather based on a constantly mutating time factor which short-changes the future for the present (hyperbolic discounting); with hyperbolic discounting, an otherwise rational agent can know he would receive many more utilons from reading his Dickens novel, but because Dickens would pay off slowly, he would choose the trashy magazine, again and again, winding up with a lower total utilon score - by his own reckoning! - than if he had just sat down to Dickens.69 An imaging study70 found that they could predict sales data for songs by measuring activation in the ventral striatum (a very low-level part of the brain, strongly linked with emotions & weakly linked to instincts), and predict better than asking the participants what song they liked. All this suggests to me that esthetic works is one of the rare situations where taking away choices can make people better off.
At the End of the Day
The point of philosophy is to start with something so simple as not to seem worth stating, & to end with something so paradoxical that no one will believe it.
Bertrand Russell (“The Philosophy of Logical Atomism”)
But I had become aware, even so early as during my college life, that no opinion, however absurd and incredible, can be imagined, which has not been maintained by some on of the philosophers; and afterwards in the course of my travels I remarked that all those whose opinions are decidedly repugnant to ours are not in that account barbarians and savages, but on the contrary that many of these nations make an equally good, if not better, use of their reason than we do.
We’ve covered quite a bit of ground here. There are a number of different theses I’ve tried to argue for here:
There’s more fiction than anyone could hope to consume
People would be happier reading only the best fiction
It’s easier to figure out what the good old fiction is, than it is new fiction
there’s also more good old fiction than good new fiction
people write too much new fiction
they also read too much
Society shouldn’t subsidize economically inefficient things like new fiction
We might go so far as to suggest a Pigovian tax on new works because they encourage their own consumption
The uses of fiction are much less than one might think, and many of those uses are propagandistic, dangerous, or both
Subsidizing the nonfiction market may be justifiable
I hope you’ve been convinced of at least 2 or 3 of these theses. I want to reject the idea that new works should not be encouraged, but the only class of objections that can hold any water is the non-substitutability one, and I don’t see any solid arguments there.
People are better off reading the best books, and the best ones are predominately the ones that already exist, there is more than can be read, and new books have no compelling advantage over the classics. The economics place me against new fiction. And when I remember how people are beguiled by new fiction into reading crap, I find myself placed against new fiction on esthetic grounds as well!
I have started with common-sense grounds and wound up somewhere strange.
External Links
“E unibus pluram: television and U.S. fiction”, David Foster Wallace
“Culture is not about aesthetics. Punk rock is now enforced by law.”
“On Authorship”, Arthur Schopenhauer
XKCD: “915: Connoisseur”/“1095: Crazy Straws”/“Reading Every Book”
Every Noise At Once (“From charred death to deep filthstep: the 1,264 genres that make modern music”)
“Aesthetic Universals”, 2002
“Too Much Music: A Failed Experiment In Dedicated Listening”
“Here are the Biggest Fiction Bestsellers of the Last 100 Years (And What Everyone Read Instead)”
“The universal decay of collective memory and attention”, et al 2019
“Strike with the Band: The meritocratic failures of classical music”
“Why We Fight Over Fiction”, Robin Hanson
Discussion:
Appendices
Musical Instruments Are Not about Music
To get a rough estimate of how many musical instruments (like the piano) are we can look through Wikipedia’s Category:Musical instruments. Lots of non-instruments and notable examples of a kind of instrument, but it makes the numbers pretty clear - there are hundreds of instruments if not thousands, from most cultures, even if we compress the variations.
Suppose one had a well-defined aesthetic preference - a total ordering (or at least a partially ordered set with a greatest element) - so we can speak of an ‘ideal instrument’ for that person, an instrument which gives them the greatest aesthetic gratification of all known instruments.
If we picked a random instrument for them from our set of thousands of instruments, the odds aren’t good we’ll pick the ideal one. Thousands to one, after all. If a parent inflicted such a choice on their kid, the kid ought to believe the choice is suboptimal from his aesthetic point of view (with a confidence of >99%). if he cares about the matter, then he should probably go looking as an adult for a better choice.
Depending on how much he cares and how easy it is to ‘search’ through thousands of instruments, he might search quite a bit.
Strangely, you don’t see much of this. Most people seem pretty happy with their current instrument and even music nerds don’t spend as much time as one might expect sampling instruments and pondering their merits. How to explain this? Sunk cost into learning the inferior instrument? Maybe the aesthetic difference between an average and the ideal isn’t that great (despite a theremin sounding very different from a synthesizer or a keyboard or a piano, or even violas and violins sounding quite different, and the revealed preference of antique highly-regarded individual instruments going for hundreds of thousands or millions of dollars to performers)? Or maybe it’s…. status.
Maybe people don’t search through all manner of rare instruments because musical instruments aren’t about aesthetics as much as they are about social signals and status and prestige. There can only be a few prestigious instruments (perhaps less than 10; surely not as high as 20), after all, and we all hear them quite a bit. By the time a kid hits middle school, he’s spent many years watching movies and TV where there’s a lot of instrumental background music and he’s learned whether he likes piano better than violin or cello.
There’s just not many options to think about. If you aspire to WASPy high society, you learn piano; if you aspire to prestige among young people, the guitar or drums. And so on. This is so ingrained it can be difficult to see; Western society does not, that I know of, have any standard expression like the Four Arts of the Chinese Scholar (which mandates a scholar know the guqin and such rules of etiquette as the Seven Should-not-plays or Six Avoidances). But nevertheless, the bongo drums are not prestigious and similarly one can point out the middling status of the harmonica (which only avoids being low by its use in the blues and jazz). Note that in the stereotype of Asian parents in America forcing their kids to learn instruments, the parents are not choosing oddball instruments you’ve never heard of (you know, one of the thousands of instruments not included in your standard Western-style orchestra), they’re choosing ones as familiar as dirt:
Let’s go back to her crazy list of why her parenting is better. #9: violin or piano, no other instruments. If Chua is so Chinese, and has full executive control over her kids, why does she–and the real Chinese parents out there–make their kids play violin, play Bach and not Chinese music? They’d be happy to educate you on the beauty of Chinese music, I’m sure, but they don’t make their kids learn that. Why not?
She wants them learning this because the Western culture deems classical music as high culture, and therefore anyone who can play it is cultured. Someone said Beethoven is great music so they learn that. There is no sense of understanding, it is purely a technical accomplishment. Why Beethoven and not Beethoven’s contemporaries? The parents have no idea. Can her kids write new music? Do they want to write music? It’s all mechanics. This isn’t a slander on Asian musicianship, it is an observation that the parents who push their kids into these instruments are doing it for its significance to other people (eg. colleges) and not for itself. Why not guitar? Why not painting? Because it doesn’t impress admissions counselors. What if the kid shows some interest in drama? Well, then kid can go live with his white friends and see how far he gets in life. That’s why it’s in the WSJ. The Journal has no place for, “How a Fender Strat Changed My Life.” It wants piano and violin, it wants Chua’s college-resume worldview. –“Are Chinese Mothers Superior To American Mothers?”, The Last Psychiatrist
William Weir in The Atlantic, “Why Is It So Hard for New Musical Instruments to Catch On?”:
As composer Edgard Varese put it in 193690ya, “It is because new instruments have been constantly added to the old ones that Western music has such a rich and varied patrimony.” So what happened? Why has there been such a drought of new instruments-especially in rock and pop, which thrive on novelty?
Inventor Aaron Andrew Hunt blames it in part on the “music industrial complex.” He created the Tonal Plexus in 199630ya and has since sold, by his count, “not many.” With 1,266 keys, the instrument is designed especially for microtonal composition, so it would be a tough sell at just about any time. But Hunt said the deck is particularly stacked against new instruments now that a standard repertoire has been locked in, as has the popular idea of what a proper instrument is. “The biggest barrier is the institutionalization of Western music and the mass marketing of all the instruments,” he says. “The problem is that no one can break though this marketing barrier and this education barrier because it’s become this machine.” In the past, support from the establishment has made a difference in whether new instruments find a market. The research and backing of universities and corporations like RCA helped make the synthesizer happen. In Hector Berlioz, the saxophone got a major boost from a major composer. But many instruments have risen from very humble origins. The steel drum evolved from frying pans and oil cans after the Trinidadian government banned other musical instruments. Folks of limited means also turned household objects into music makers with washboards and turntables.
Or Amy Chua herself:
That’s one of the reasons I insisted [her two daughters] do classical music. I knew that I couldn’t artificially make them feel like poor immigrant kids. … But I could make sure that [daughter #1] and [daughter #2] were deeper and more cultivated than my parents and I were. Classical music was the opposite of decline, the opposite of laziness, vulgarity, and spoiledness. It was a way for my children to achieve something I hadn’t. But it was also a tie-in to the high cultural tradition of my ancestors.
It’s simple logic that the less popular an instrument, the easier it is to become world-class in it - because the “world” is smaller. I was shocked to one day download an album of Studio Ghibli music as played on a nose-flute (Sound Of Noseflute 4 (Song Works Of Studio Ghibli)), and even more shocked that the title implied there was a whole series of nose-flute albums; but in retrospect, it makes sense: is it easier to make a career as a nose-flute performer where you are competing against perhaps a few thousand people at most, or as a concert pianist where one’s competition is measurable (if at all) in the millions?
Standardizing on just a few instrument and turning them into positional goods also tragically turns them into an arms race (and anecdotally, admissions officers have begun to disregard them because of their popularity72):
On the whole, discipline makes life easier and better. On the other hand, who the fuck cares about the piano and violin? If all tiger mothers push the piano, say, the winner-take-all race for piano becomes utterly brutal, and the tiger-mothered pianist will likely get less far in the piano race than a bunny-mothered bassoonist. That just seems dumb! Gamble on the flugelhorn! The Western ethos of hyper-individuation produces less of the sort of hugely inefficient positional pileup (not that there aren’t too many guitarists) that comes from herding everybody onto the same rutted status tracks. It also produces less discipline and thus less virtuosity, but a greater variety of excellence by generating the cultural innovation that opens up new fields of endeavor and new status games. It’s just way better to be the world’s best acrobatic kite-surfer than the third best pianist in Cleveland. –“Amy Chua”, Will Wilkinson
The defense for these practices?
There are definitely aspects of my upbringing that I’d like to replicate. I’m never going to be a professional pianist, but the piano has given me confidence that totally shapes my life. I feel that if I work hard enough, I can do anything. I know I can focus on a given task for hours at a time. And on horrible days when I’m lost and a mess, I can say to myself, “I’m good at something that I really, really love.” –“Q&A: elves, dirt, and college decisions”, Sophia Rubenfeld-Chua
The point of learning the piano is NOT about acquiring the skill of playing the piano so that the student can earn a living as a pianist. It is about building the character of the person. Here is the thing about character – you can’t build it by explicitly setting out to build it. Character is not a skill like tying your shoelaces. If it must be put in terms of “skill”, character is a “meta-skill” – a foundational human skill that is necessary to perfect any number of mechanical skills. And the only way to develop this meta-skill is to develop at least one highly sophisticated mechanical skill, such that the student may acquire the meta-skill in the course of building the mechanical skill.
So, once again: the point of learning the piano is NOT about acquiring the skill of playing the piano. As Rubenfeld-Chua put it, it is about acquiring genuine confidence and iron discipline. With such confidence and discipline, she can move on and do anything she wants in her life because there is no task in life in which confidence and discipline hinder success. THIS is the whole point of Tiger Parenting, and the reason why Tiger Parenting is so successful. –“Confucianism and Korea - Part V: What Can Confucianism Do For America?”, The Korean
The cynical questions almost ask themselves. Would Sophia love piano so much if she hadn’t had to practice for hundreds of hours? How unlikely is it that piano would just happen to be the perfect instrument for her? And like the old argument that learning Latin was worthwhile because it sped up subsequent language learning, are even the basic facts correct - does the building-character practice actually build character? Juvenile boot camps have generally failed to show any noticeable improvement in their inmates, and soldiers frequently discuss the difficulty of adapting to civilian life (despite decades of self-discipline)73. Were we to grant the character-building nature of piano, that raises a further question - don’t other instruments build character as well, and so why not learn the flugelhorn and gain both benefits - character and useful skill building? Why must we all pile into the same high-prestige occupations like being a rock star or actor74? This may be good for the tiny subset of “insiders: pianists, concert presenters and pianophiles” who are actually able to notice the differences and value highly small improvements, though even they seem to be a bit jaded and no longer very interested in technical proficiency75 - but everyone else?
But hey, there is one benefit to all this human capital poured into narrow status signaling. We get a ton of anime operas76 and music played with classical instruments on YouTube!77
Good and Plenty
Extracts from Good and Plenty: the creative successes of American arts funding, by Tyler 2006, ISBN 978-0-691-12042-3. See also Saunders’s The Cultural Cold War: The CIA and the World of Arts and Letters (originally titled Who Paid the Piper? The CIA and the Cultural Cold War) and the CIA involvement in Dr. Zhivago, discussed in The Zhivago Affair (excerpts).
Subsidies
Indirect
Art lovers sometimes write or talk as if economic costs do not matter. They tend to evaluate regimes in terms of the quality of the art that is produced, without considering the opportunity costs of that art. More and better art is equated with a better society. We are never told how many bags of potato chips, or how many antipoverty programs, we should sacrifice to receive another great artistic performance, or how we might hope to find out such an answer. The economic approach reflects the view of the common man that art is not everything, or even the most important thing.
The Federal Writers’ Project of the New Deal supported Saul Bellow, Richard Wright, Ralph Ellison, and Zora Neale Hurston, among other individuals who later became noted writers (see chapter 3). Many literature lovers then conclude that the program was a good one. The economist, in contrast, could point out that the Federal Writers’ Project spent $27 million for about one thousand books and pamphlets, at a cost of $27,000 per publication. Translated into dollars for the year 2000, this amounts to $337,500 per publication, or $337.5 million for the total. While some of the publications were of very high quality, they cost a great deal. It is hard to believe that offering indiscriminate literary advances of $337,500 per work is a worthwhile investment, even if it produces some first-rate books. Frederic Bastiat, writing in the nineteenth century, argued that proponents of arts subsidies typically focus on what is seen and neglect what is not seen, namely the other projects and outputs that would have been funded with the money.78
These artworks benefit relatively small numbers of people, including the artist, but the benefits are [substantial] for each recipient. Most of the benefits lie well above the threshold of noticeability, and thus they increase human happiness. The less extreme form of the argument, rather than finding a free lunch, relies on antiegalitarian intuitions. We take small amounts from many individuals to give concentrated benefits to a few, and indeed often to the relatively wealthy. The distribution of goodness in society becomes less equal, but our peaks of aesthetic achievement become more beautiful. Subsidy supporters do not like to publicize this reality, but these antiegalitarian intuitions are central to many of the arguments for subsidies.
According to figures for U.S. symphony orchestras, 33% of their income comes from private donations; endowments and related sources account for another 16%. Concert income generates 42% of revenue, and direct government support provides only 6%. Looking at nonprofit arts institutions more generally, individual, corporate, and foundation donors make up about 45% of the budget. 12% of income comes from foundation grants; this is two and a half times more than the contribution of the NEA and state arts councils combined. While these numbers fluctuate each year, they provide a rough measure of the relevant magnitudes.79
That being said, the U.S. government supports the arts far more than these figures would indicate. Let us now turn to indirect subsidies in more detail, starting with the role of the tax system. American policy provides support for artistic nonprofits but lets donors decide which institutions will receive the funds. The government is removed from the role of judging artistic quality, yet creative activity receives a spur nonetheless.
The tax system provides the most [important] arts subsidy in the United States. Rough estimates suggest that Americans donated over $29.4 billion to the category Arts, Culture, and the Humanities in 2003. This amounts to about $100 for each individual in the United States. In contrast, individual private philanthropy to the arts is virtually nonexistent in most European nations. If we look at individual donors, Americans give almost ten times more to nonprofits, per capita, than their French counterparts give.80
We do not know, for instance, how much very large changes in tax rates would affect donations and nonprofits. Nonetheless if we take this figure as a workable and available estimate, the U.S. government is making a fiscal sacrifice in the range of $26 billion to $41 billion to support the arts.81
The estate tax also boosts arts donations. To avoid paying taxes on bequests, many individuals leave money to nonprofits and arts institutions.82
European governments do not offer comparable tax benefits to their arts. France, for instance, limits tax deductions to 1% of taxable income for individuals and 0.1% for corporations. Other countries, such as Germany, have allowed tax deductibility in law but made the deduction unworkable through bureaucratic restrictions. In particular, individual donors had to give through complex intermediary institutions and endure heavy paperwork. In 199927ya Germany took steps to move closer to the American model, but the fundamental nature of German arts policy has yet to make the transition. France is beginning to make similar steps. England allows tax deductions but also makes the requirements more difficult than in the United States. Typically a taxpayer has had to agree to make payments for at least seven years to earn the deduction. Furthermore, the donations have not always been deductible at the top marginal rate, but rather at a lower rate.83
For these reasons, some European arts institutions, especially in Great Britain, find their leading private donors in the United States. In the mid-1980s, J. Paul Getty donated $62.5 million to the National Gallery in London, the largest donation the institution has received.
Corporate giving, like private and foundation giving, has been influenced by public policy decisions. Corporations have received tax breaks for supporting the arts since 193690ya. As with individuals, the evidence suggests that corporations give more to the arts when they receive tax benefits for doing so.84
Consider the Minneapolis Artspace group, which wanted to renovate a decrepit warehouse and turn it into artists’ apartments and studios. They started by going to the State Housing Finance Agency and applying for low-income tax credits, available for renovation projects. These credits are paid for by the federal government but allocated through state governments. The project had an estimated value of $20 million, which meant that the available tax credit was about $900,000 per year. This sum is paid out yearly for ten years, or $9 million in total. ArtSpace used these tax credits to get a bank loan of $7 million and then set up a corporate partnership, in essence selling the tax credits to the corporate partner for cash. ArtSpace also financed 20% of the $20 million cost from the historic tax credits available through the Department of the Interior, again selling these tax credits for 93¢ on the dollar. Eleven million of the $20 million total was now in hand, and construction could begin. County and state tax programs served to complete the financing, and the remainder was raised from private foundations, again with an implicit tax break for the donations.85
In fiscal year 2002, U.S. libraries had budgets of over $8 billion, most of which came from government support, usually at the local level. This is the largest and best-developed public library system in the world.86
Since the 1920s, U.S. foreign policy has ensured that foreign markets stay open to Hollywood exports. In 1926100ya the Department of Commerce added a Motion Picture Section. After the Second World War, America used foreign aid and its military muscle to discourage European cultural protectionism, especially in Italy, France, and England. The struggle continued through institutions associated with the General Agreement on Tariffs and Trade and then the World Trade Organization. The State Department also supported the cartelization of Hollywood export efforts through the major studios. Hollywood currently receives export tax subsidies, which of course support the production of films at home. Note that this support has involved an implicit trading of favors. Hollywood might not have received governmental assistance in opening markets had it not strongly supported the American role in World War II.
Some trade subsidies arise through the failure to enforce laws. The U.S. government has helped make America a center of the art world by relatively laissez-faire importation policies. Imported artworks, unlike most other forms of commerce, are exempt from import and export duties in the United States. This policy has stimulated American art collecting and has helped make New York a center of the art world. Note that in 1883143ya American artists lobbied successfully for a heavy tax on the importation of artworks, fearing competition from European creators. The famous Armory Show of 1913113ya introduced modern art to the United States and stimulated an entire generation of painters. The show became possible only when this tax was repealed shortly before its staging.87
The U.S. government has subsidized postal mailings since the beginning of the Postal Service in the late eighteenth century. Newspapers, which carried literary installments and informed the public about the arts, received especially favorable treatment. Starting in 1851175ya the Postal Service offered subsidized rates to book mailings. The period 1874152ya to 1885141ya brought further rate changes that gave a huge boost to the mailing of magazines. By the end of this time magazines were cheaper to mail than were advertising circulars. The result was a magazine boom, which gave writers a new way to reach audiences and make a living. Between 1885141ya and 1900126ya, the number of magazines with 100,000 circulation or more rose 21 → 85; by 1905121ya the figure was 159. By 1903123ya Ladies’ Home Journal had garnered more than one million subscribers.
The first artist-in-residence in an American university was American painter John Steuart Curry, who worked at the University of Wisconsin in the 1930s. The pianist Gun- nar Johansen joined him there in 193987ya. Robert Frost received support from the University of Michigan, which in fact offered him a stipend for life. For the most part, however, the artist at the university is a post-World War II development, most of all from the 1960s. [Morrison, Jack. 197353ya. The Rise of the Arts on the American Campus. New York: McGraw-Hill]
Creative writing programs, often at state or state-subsidized universities, train American writers or help them connect with publishing houses. John Barth spent the first twenty years of his career at two state universities, Penn State and SUNY Buffalo. A study of the New York Times Book Review found that 31% of the reviewed authors earned their living from the academic world (although this figure includes nonfiction books as well).88 Universities support the arts in many ways, not just through full-time faculty hires. In the world of classical music, almost every composer serves as a guest composer at an university for some period of time. Universities also are a venue for classical music performances. They bring performers to audiences, including to smaller towns such as Ann Arbor, Michigan, and Bloomington, Indiana. The recent boom in world music is due, in part, to the concerts held at universities. The University of California at Davis alone spends $7 million a year on the performing arts.89 Roughly two dozen universities are currently active in commissioning new artworks. The list includes Ohio State University, the University of Iowa, the University of Michigan, and the University of California, all state schools. The University of Iowa is arguably the leader in this regard, having commissioned more than eighty works since 198640ya.
The university poetry anthology - required reading for many introductory survey classes - provides the primary market demand for the writings of poets. Contemporary poets receive royalty income and some measure of fame from these volumes. Universities also subsidize many literary magazines. DePaul University has published Poetry East, and Southern Methodist University has published Southwest Review. University presses publish many works, including fiction, that commercial houses reject.
The College Art Association lists over seven hundred art museums at American colleges and universities. Yale, Chicago, Berkeley, Michigan, Howard University, Bob Jones University, and Williams College are among those with the best-known collections, but many smaller institutions fill important niches. They cover areas - such as ethnography, ceramics, or prints - that get crowded out of many larger, nonuniversity museums. They also show many local artists, or artists in special genres, who otherwise might not receive exhibition space.90 College radio stations, and the college tour circuit, are critical to the success of independent rock bands and do much to help musical diversity. A commercial radio station, for instance, might play only five hundred or so songs a year. WHRB-FM, at Harvard University, estimates that it plays seventy thousand to ninety thousand songs a year.
Subsidies to higher education remain [substantial]. In 1995, the United States had over 14 million students enrolled in higher education and approximately 915,000 faculty, spread out over 3,706 institutions. Private schools receive large subsidies; federal direct subsidies to higher education cost $11 billion yearly, with another $18 billion allocated to research support, mostly going to private schools. Federal support alone (not including student loans) accounts for about 14% of higher education expenditures. Henry Rosovsky (1990, p. 262) estimates that 20% of Harvard’s budget comes directly from government funds.91
If we take the public and private sectors together, National Science Foundation figures from 1995 indicate a total income for research universities at slightly over $87 billion. Sixteen billion of this total comes from state and local government appropriations, and $12 billion comes from federal grants and contracts, for slightly less than a third of the total.92 Tuition revenue relies heavily on federal and state subsidies. In 2000 federal direct and federally guaranteed loans amounted to about $41 billion, covering more than six million students.
Nonprofit universities are tax-exempt, and their charitable benefactors can deduct donations to universities from their taxes. These various tax deductions are estimated to be worth at least $11 billion to universities each year.93 Historically universities and colleges benefited greatly from the Land Grant Acts of 1862164ya and 1890136ya. The federal government gave free land to universities with few restrictions. The area of this land was equal to the size of Switzerland, and helped schools such as Cornell, MIT, Yale, and Texas A&M, among others.94
Direct
General direct subsidies:
Much of the Smithsonian budget comes from Congress (in fiscal 2004 the net budget authority was $488 million); additional government contracts and grants can run up to nearly $100 million per year. The endowment has stood as high as $755 million. Unlike most other government arts programs, the Smithsonian receives [substantial] private funds; in 2003 the Smithsonian raised over $200 million.95
The National Gallery of Art, one of the premier art museums in America, received $79 million in 2003 from the federal government (this allocation is independent and not on Smithsonian ledgers)…The Mellon family gave much of the art; it has been speculated that the gift was in return for the IRS stopping a tax fraud suit against Mellon.
The CPB [Corporation for Public Broadcasting] appropriation for 2004 is $380 million. That being said, public television relies on many other sources of support. In a typical year the federal government supplies no more than 15% of the public television budget through grants and another few percentages through direct contracts. State and local governments, often working with public universities, put up 30% or so.
The Institute for Museum and Library Services (created in 1976, and formerly the Institute for Museum Services) spends $262 million a year (circa 2004) on museums, zoos, botanical gardens, and most of all libraries. The Arts and Artifacts Fund insures foreign objects lent to American museums and enables many art exhibitions. The Kennedy Center for the Performing Arts receives a direct congressional appropriation, currently in the neighborhood of $17 million
Since that time the commissioning of soldier and civilian artists has been common, even in peacetime. The army has no permanent art museum, but many of these artworks are on display at various army bases, installations, museums, and the Pentagon, and sometimes go on tour. The navy has an art museum, based at the U.S. Naval Academy at Annapolis. The military art held by the government includes works by such notable artists as Jacob Lawrence, Reginald Marsh, Horace Pippin, and Thomas Hart Benton.96 The USO (United Service Organizations Inc.) entertains soldiers by bringing in movie stars, musicians, and other celebrities. During World War II the USO employed 5,424 salaried entertainers and had a total show attendance of 172 million. The USO is not formally part of the federal government, but it is chartered by Congress and endorsed by the president, who is typically the honorary chairman. The USO today is smaller than during previous wars, but it still has 120 centers around the world and serves an average of 5 million individuals each year.97 The Department of Defense budget contains an allocation for military bands; this sum is now infamous for exceeding the entire NEA appropriation. On at least one occasion these bands supported art in the conventional sense; John Philip Sousa was conductor of the Marine Corps band 1882–1890 and drew his later private band members from this time. The military band appropriation dates back to 1790; a 1995 estimate cites eighty-five military bands in total, with an aggregate budget usually in the neighborhood of $200 million.98
There is no complete estimate of total arts expenditures at the local level. Nonetheless the U.S. Urban Arts Federation conducts periodic polls of its members. It forecast 2003 expenditures of $338 million at the local urban level. The single largest spender is the New York City Department of Cultural Affairs, which in 2004 spent $118.8 million; the San Francisco Arts Commission was next at $25.5 million.99
In most American [opera] houses, in contrast, only a few operas are staged a year. Even the Met has a season of less than eight months, shorter than the season in a typical provincial German opera house. In German opera houses, 50% of the singers employed are American; these houses thus comprise a [substantial] portion of the demand for American singing talent.100
The auteur films may not turn a commercial profit, but European subsidies often support greater directorial independence, thus allowing the auteurs to demonstrate their talents. In other words, Hollywood uses European cinema as a training ground for talent, which it then hires on the cheap. For all its past complaints about European subsidies and unfair competition, Hollywood benefits from those subsidies. First the subsidies keep the European filmmakers commercially weak and limit their threat to Hollywood. Second, and more important for this context, the subsidies allow European cinema to serve as a research and development laboratory for Hollywood.101
Nor has twentieth-century French history provided a reassuring case for direct subsidies. Arguably no state in history has spent more on the arts per capita, since the 1960s, than has France. Late-twentieth-century France did not, however, attain world leadership in many artistic fields, in comparison to the nineteenth century or the prewar era. French culture has become highly bureaucratic and driven by Parisian insiders, rather than by consumers or by up-and-coming creators.
Propaganda
Funding for the New Deal photography programs came from the Department of Agriculture and the Civilian Conservation Corps in addition to the WPA. These subsidies helped make the 1930s a golden age of documentary photography, supporting such notable photographers as Dorothea Lange, Walker Evans, Russell Lee, Ben Shahn, John Vachon, Marion Post Wolcott, and Arthur Rothstein. As with so many of the New Deal programs, the motive was often nonartistic. The USDA photography program, in particular, produced propaganda for New Deal programs. They encouraged photographers to depict federal bureaucrats as sympathetic friends of the farmers, and as concerned with helping ordinary Americans make a good living. According to one account, The government always appeared as friendly advisor, and the changes it introduced were best.102
…The WPA did not lead to a permanent arts agency, but government extended its hand in the arts through foreign policy. Policymakers saw the arts as a primary weapon in the Cold War against the Soviet Union and a means of spreading the American way. Once again, arts programs were driven by nonartistic motives. Cultural imperialism has driven governmental support, and destruction, of the arts throughout history. The Roman and Chinese empires viewed acculturation as a means of spreading their rule, and encouraged the arts toward this end. The European colonial powers, especially France, sought to carry their cultures to their colonies. The settlement of the American West and Midwest, and the corresponding treatment of the native Indians, was a form of cultural policy, often enforced by violence.
The United States government instituted comprehensive cultural control in Germany, Austria, and Japan. In Austria and Germany, the U.S. Information Services Branch controlled the presentation of virtually all cultural activities, including films, theater, concerts, radio, newspapers, magazines and books, advertisements, circuses, balls, and carnival festivities. The American occupiers saw cultural control as essential to denazification and the reconstruction of a healthy society. Broadcasting sovereignty was not returned to West Germany until 195571ya. In Japan censorship and control covered every form of media and entertainment, at one point suppressing Tolstoy’s War and Peace, as well as any Japanese cultural product that might appear militaristic.103
As the Cold War developed, politicians supported the performance of American arts abroad to counter Soviet propaganda about the vitality of communism. They believed that if American culture could be shown to be strong and creative, democracy would look good. The Republican administration of Eisenhower spent more on cultural outreach programs, in real terms, than was later spent on the NEA. These programs were spread out over several agencies (see below), but the best available estimate of their scope is as seen in table 1104. For purposes of contrast, note that NEA expenditures hit a maximum of just over $175 million in 1992. If we convert the 1953 expenditure on foreign cultural programs to 1992 dollars, the sum is roughly $690 million.
At its peak, the United States foreign propaganda machine spent $2 billion a year, employed a staff of more than ten thousand, and reached 150 countries. These operations were larger than the twenty biggest United States public relations firms combined.105
This act called for the spread of information abroad about the government and culture of the United States, thereby creating the Office of International Information and Educational Exchange (OIE) and the United States Information Service (USIS). The Voice of America (VOA), expanded in the late 1940s, transmitted radio programs, often of a cultural nature, as did Radio Free Europe and Radio Liberty. In 195373ya the United States Information Agency (USIA) was created to spread a favorable American image around the world.106 …typically they sought to promote entertaining culture, if only to keep their audiences and thus their budgets. Through pure accident, this was the most customer-driven American arts program in history. State Department and USIA programs sent leading American orchestras, singers, jazz musicians, musical shows, and instrumentalists on tours of the world, at U.S. government expense. The United States government ran its own 120-piece symphony orchestra and a swing dance band, both said to be among the best of their kind in Europe.107 The later domestic arts programs, such as the NEA, pale in comparison. Over nineteen years (1948–19196759ya) the Marshall Plan had a Media Guarantee Program that distributed 134 million copies of American books to Europe. In 197056ya the United States Information Agency was publishing 140 magazines with a total circulation of approximately 30 million; during the 1980s the USIA operated 135 libraries in eighty three countries (interest in that agency peaked under the Reagan administration). A 196957ya estimate noted that 25 million people visited these libraries annually.108
By 1980 there were 101 government-sponsored radio stations, often directed toward the Iron Curtain. In one year, 1983, Voice of America alone received $1.3 billion in government funds for modernization. In the 1980s the station was estimated to reach 80 million listeners a day, excluding China. The propaganda broadcast by these stations usually included culture; the USIA has claimed that half of VOA broadcasts are devoted to culture and education, rather than to politics in the narrower sense.109 Jazz promotion, through VOA and other government-sponsored radio stations, has been one of the most successful American arts programs. Willis Conover emceed the VOA Music USA program for twenty-five years and was the single most influential ambassador for American jazz in Eastern Europe. A Cold War survey indicated that Conover was the best-known living American in Poland. American jazz spread as far as the Soviet gulags, where prisoners started their own bands. These jazz programs can be thought of as a form of artistic famine relief.110
The State Department funded tours by Leontyne Price, Dizzy Gillespie, Marian Anderson, and the Martha Graham Dance Troupe. Gershwin’s opera Porgy and Bess, with a primarily black cast, toured for over a decade with government support and received an enthusiastic reception around the world.111 The United States, of course, received Soviet culture in exchange. Americans were able to see the Moiseyev Folk Dance Ensemble, the Bolshoi Ballet, and the Kirov Ballet, in addition to numerous classical pianists and violinists.112 Cultural outreach programs continue today, but their scope has declined. Even before the end of the Cold War, the budget of the USIA and the cultural activities of the CIA had been pared back. The fall of the Soviet Union only continued this trend. The USIA, however, still runs artistic ambassador programs that support performances by U.S. artists abroad. The Arts America budget, for instance, has run in the neighborhood of $3.4 million annually for the last five years.
The recently established Radio Sawa received a $35 million grant from Congress to broadcast popular Arabic music, and news from an American perspective, in the Middle East. The station has reached number one among listeners under thirty in Amman, and is very popular in Baghdad and Kuwait. It is estimated that the station reaches 86% of the target audience (seventeen- to twenty-eight-year-olds) each week. If anything, the station has been criticized for concentrating too much on music rather than too little.113 Congress also has allocated $62 million for an Arabic-language TV station, Al Hurra (Free One), to broadcast throughout the region. In addition to news and documentaries, the station offers movies, music, and cultural commentary.114
Albert Ailey’s dance company used government sponsored tours to stay in business. Government support allowed Dizzy Gillespie to assemble and maintain an expensive big band, which led to some of his most important music.115
Given program secrecy, the extent of CIA involvement is difficult to gauge, especially since the money was usually laundered through private foundations. A 1976 congressional study of foundation grants in the mid-1960s found that of the 700 grants involving more than $10,000 (1963–1966, and not just for culture), at least 108 involved CIA funding. Half of the large grants for international activities during this same period involved CIA funding. The New York Times estimated that the CIA supported the publication of at least one thousand books, including such odd choices as translations of the poetry of T. S. Eliot. Frances Saunders (1999, pp. 1, 129) describes the effort in terms of vast resources, and describes the CIA as America’s Ministry of Culture during this period. Michael Josselson, head of the CCF, was a CIA agent during that time.116
…The foreign-policy motivations of these cultural outreach programs led inevitably to censorship and selective presentation. For instance, the America House institution brought books and records to European audiences, but only on a selective basis. Sherwood Anderson, Leonard Bernstein, Pearl S. Buck, Aaron Copland, John Dewey, John Dos Passos, Theodore Dreiser, W.E.B. DuBois, Albert Einstein, George Gershwin, Dashiell Hammett, Norman Mailer, Arthur Miller, Reinhold Niebuhr, Arthur M. Schlesinger, Mickey Spillane, Virgil Thomson, and Frank Lloyd Wright, among others, were all censored from America House. (Note that some of the banned creators, such as Copland, had received support from earlier New Deal arts programs.) From European literature, Boccaccio, Flaubert, Stendahl, and Thomas Mann were kept out as well. Most ironically, Thomas Paine’s Common Sense and Thoreau’s Walden were banned, despite (because of?) the status of those books as paeans to liberty. For a while, the USIA refused to fund the exhibition of any art produced after 1917109ya, the year of the Russian Revolution.117
Further reading;
“Worldwide Propaganda Network Built by the CIA; A Worldwide Network for Dissemination of Propaganda Was Built by the CIA”, The New York Times
“What was the Congress for Cultural Freedom?”, The New Criterion
“Modern art was CIA ‘weapon’”, The Independent
“The Paris Review, the Cold War and the CIA”, Salon (although evidence for any real role of the CIA in The Paris Review remains elusive)
New Book Smell
The book trade shows the importance of symbolic demands. To put it bluntly, most people do not read the books they buy. In January 200026ya Marcel Proust’s Remembrance of Things Past was number 544 on the U.K. best-seller list, yet few of its buyers finish a single volume. Many of them never start the book. Highbrow best sellers by authors such as Stephen Hawking and Camille Paglia are read by only a small fraction of their purchasers. Most cookbooks are never used. Popular-fiction best sellers and self-help books are widely read, but much of the book trade is about selling image and symbols, rather than words on paper.118 Nonreading buyers are not always wasting their money out of stupidity, as an elitist perspective might suggest. Rather most people buy books for reasons other than the desire to process the information. People buy books to put them on the coffee table, to show their friends, or as a measure of expressive support for some idea or celebrity. Buying a book bears some resemblance to individual voting, rooting for a sports team, or donating to a charity. Perhaps most of all, people buy books to support their self-image as a kind of person who likes a certain kind of book. For these reasons, books as we know them will not go away anytime soon. Book superstores have recognized this fact, and they offer the book-buying experience, replete with Starbucks coffee, singles night, live concerts, high ceilings, stylish interiors, and celebrity lectures. Superstores have increased the symbolic values associated with book shopping, and in a manner that digital technologies and the Internet cannot easily replicate…One of the biggest early web successes in the book market came when 400,000 people downloaded Stephen King’s Riding the Bullet in the first twenty-four hours it was available. Yet most of these people appear to have taken more interest in the downloading experience, and participating in a new trend, than in reading the work. One industry source estimated that three-quarters of the downloaders did not read the book.119
…the free public library does not put the book trade out of business. Books must be returned to the library within three weeks, and the library book experience is usually lacking in glamour. The book trade can coexist with freely available book copies, provided the booksellers bundle their wares with attractive symbols and appealing complementary experiences.
…That being said, legal product suppliers hold some key advantages in producing certain kinds of aura. Aura often comes through the association of a product with given institutions, given celebrities, or a given history. This favors products supplied by identifiable institutions with well-established reputations. Book superstores, concert halls, and art museums have auras because institutions have invested resources in making their venues attractive, interesting, or otherwise focal. Outlaw or hacker suppliers, who wish to remain anonymous or at least low profile, are unlikely to make comparable investments. They cannot easily turn aura-producing investments into reputational or financial gains for themselves.
In other words, customers often do not want products supplied by anonymous institutions. This truth limits the dangers from copyright-damaging Web sites. If the copyright-damaging institution is truly anonymous, and thus impervious to legal sanction, it will have a hard time producing aura. Other copyright-infringing institutions have a central and traceable identity and thus can develop aura more easily and effectively. These same institutions, however, usually can be reached by the law.
…It is a mystery why fans spend almost all their music money on products of very recent vintage. Until we untangle this puzzle, and we have not yet, we will not understand how Internet music is likely to affect consumer welfare. Most consumers are not interested in buying much music from 195076ya, regardless of its objective quality in the eyes of the critic. Music from 1650376ya is even less popular. Few people search the history of music for the best recordings and focus their buying on those. Rather, in any given year the most recent recordings dominate the charts. At a typical moment, all the Billboard Top 40 singles, or albums, come from the most recent two years of recorded output. Every now and then there is a Beatles revival, but such events are the exception rather than the rule. Consumers evince an overwhelming preference for music produced in the very recent past.
Most likely the music market is about more than simply buying good music, as a critic might understand that term. People buy music to signal their hipness, to participate in current trends, or to distinguish themselves from previous generations. Buyers use music to signal their social standing, whether this consists of going to the opera or listening to heavy metal. Others value partaking in novelty per se. They find newness exciting, a way of following the course of fashion, and the music market offers one handy arena for this pursuit. For some people music is an excuse to go out and mix with others, a coordination point for dancing, staying up late, drinking, or a singles scene. Along these lines, many fans seem to enjoy musical promotions, hype, and advertising as ends in themselves, and not merely as means to hearing music. They like being part of the next big thing. The accompanying music cannot be so bad to their ears as to offend them, but the deftness of the harmonic triads is not their primary concern.
In other words, the features of the market that matter to the critic may not be very special to consumers at all. Most of all, consumers seem to care about some feature of newness and trendiness, more than they care about music per se. So how much does it matter, from a consumer’s point of view, if weaker copyright protection reshapes the world of music? Under one hypothesis, the specific musics of our day are easily replaced or, in economic terminology, highly substitutable. All other things equal, people will buy the new, but they could get along with alternatives almost as well. For instance perhaps ravers could use Gregorian chants to define their cultural status. Indeed one chant CD (Chant) had a very long and successful chart run. Young rave and techno fans were among the largest buyers of this recording.
…Consider two further examples. First, in the former Soviet Union, dissident rock and roll bands performed many popular-culture functions and commanded a fervent following. These bands fell short of the objective critical quality of their Western counterparts. Still they provided consumers with many useful services, including a means to signal rebellion against the Soviet state. Second, in 194185ya, the major radio stations refused to carry the catalog of the music publisher ASCAP, in a dispute over fees. At that time ASCAP, the leading music publisher and clearinghouse in the United States, dominated the music market. The stations instead played BMI music, which was more oriented toward rhythm and blues and offered less Tin Pan Alley, crooning, and big band. Radio listeners seemed to take the sudden change in stride; there is little evidence of a serious problem. Music fans continued pretty much as before, except for the change in styles and associated music publishers.120
…Furthermore previous generations already have claimed older musics, making them less well suited for social differentiation. Perhaps musical taste is a game of secession and repudiation more than anything else. So the music of Chuck Berry no longer fits the world of 200521ya, and cannot be made to fit it. Critics still love the music, and some niche consumers will be drawn to its merits, but it can never hold the current place of Britney Spears. That is why hit reissues are rare.
“Pericalypsis”, Stanislaw Lem
pg157–168, A Perfect Vacuum, Stanisław Lem (translated by Michael Kandel, 197947ya)
Joachim Fersengeld
(Editions de Minuit, Paris)
Joachim Fersengeld, a German, wrote his Pericalypse in Dutch (he hardly knows the language, which he himself admits in the Introduction) and published it in France, a country notorious for its dreadful proofreading. The writer of these words also does not, strictly speaking, know Dutch, but going by the title of the book, the English Introduction, and a few understandable expressions here and there in the text, he has concluded that he can pass muster as a reviewer after all.
Joachim Fersengeld does not wish to be an intellectual in an age when anyone can be one. Nor has he any desire to pass for a man of letters. Creative work of value is possible when there is resistance, either of the medium or of the people at whom the work is aimed; but since, after the collapse of the prohibitions of religion and the censor, one can say everything, or anything whatever, and since, with the disappearance of those attentive listeners who hung on every word, one can howl anything at anyone, literature and all its humanistic affinity is a corpse, whose advancing decay is stubbornly concealed by the next of kin. Therefore, one should seek out new terrains for creativity, those in which can be found a resistance that will lend an element of menace and risk - and therewith importance and responsibility - to the situation.
Such a field, such an activity, can today be only prophecy. Because he is without hope - that is, because he knows in advance that he will be neither heard out nor recognized nor accepted - the prophet ought to reconcile himself a priori to a position of muteness. And he who, being a German, addresses Frenchmen in Dutch with English introductions is as mute as he who keeps silent. Thus Fersengeld acts in accordance with his own assumptions. Our mighty civilization, he says, strives for the production of commodities as impermanent as possible in packaging as permanent as possible. The impermanent product must soon be replaced by a new one, and this is good for the economy; the permanence of the packaging, on the other hand, makes its disposal difficult, and this promotes the further development of technology and organization. Thus the consumer copes with each consecutive article of junk on an individual basis, whereas for the removal of the packagings special antipollution programs are required, sanitary engineering, the coordination of efforts, planning, purification and decontamination plants, and so on. Formerly, one could depend on it that the accumulation of garbage would be kept at a reasonable level by the forces of nature, such as the rains, the winds, rivers, and earthquakes. But at the present time what once washed and flushed away the garbage has itself become the excrement of civilization: the rivers poison us, the atmosphere burns our lungs and eyes, the winds strew industrial ashes on our heads, and as for plastic containers, since they are elastic, even earthquakes cannot deal with them. Thus the normal scenery today is civilizational droppings, and the natural reserves are a momentary exception to the rule. Against this landscape of packagings that have been sloughed off by their products, crowds bustle about, absorbed in the business of opening and consuming, and also in that last natural product, sex. Yet sex, too, has been given a multitude of packagings, for this and nothing else is what clothes are, displays, roses, lipsticks, and sundry other advertising wrappings. Thus civilization is worthy of admiration only in its separate fragments, much as the precision of the heart is worthy of admiration, the liver, the kidneys, or the lungs of an organism, since the rapid work of those organs makes good sense, though there is no sense whatever in the activity of the body that comprises these perfect parts - if it is the body of a lunatic.
The same process, declares the prophet, is taking place in the area of spiritual goods as well, since the monstrous machine of civilization, its screws having worked loose, has turned into a mechanical milker of the Muses. Thus it fills the libraries to bursting, inundates the bookstores and magazine stands, numbs the television screens, piling itself high with a superabundance of which the numerical magnitude alone is a deathblow. If finding forty grains of sand in the Sahara meant saving the world, they would not be found, any more than would the forty messianic books that have already long since been written but were lost beneath strata of trash. And these books have unquestionably been written; the statistics of intellectual labor guarantees it, as is explained - in Dutch - mathematically - by Joachim Fersengeld, which this reviewer must repeat on faith, conversant with neither the Dutch language nor the mathematical. And so, ere we can steep our souls in those revelations, we bury them in garbage, for there is four billion times more of the latter. But then, they are buried already. Already has come to pass what the prophecy proclaimed, only it went unnoticed in the general haste. The prophecy, then, is a retrophecy, and for this reason is entitled Pericalypse, and not Apocalypse. Its progress (retrogress) we detect by Signs: by languidity, insipidity, and insensitivity, and in addition by acceleration, inflation, and masturbation. Intellectual masturbation is the contenting of oneself with the promise in place of the delivery. first we were onanized thoroughly by advertising (that degenerate form of revelation which is the measure of the Commercial Idea, as opposed to the Personal), and then self-abuse took over as a method for the rest of the arts. And this, because to believe in the saving power of Merchandise yields greater results than to believe in the efficacy of the Lord God.
The moderate growth of talent, its innately slow maturation, its careful weeding out, its natural selection in the purview of solicitous and discerning tastes - these are phenomena of a bygone age that died heirless. The last stimulus that still works is a mighty howl; but when more and more people howl, employing more and more powerful amplifiers, one’s eardrums will burst before the soul learns anything. The names of the geniuses of old, more and more vainly invoked, already are an empty sound; and so it is mene mene tekel upharsin, unless what Joachim Fersengeld recommends is done. There should be set up a Save the Human Race Foundation, as a sixteen-billion reserve on a gold standard, yielding an interest of four percent per annum. Out of this fund moneys should be dispensed to all creators - to inventors, scholars, engineers, painters, writers, poets, playwrights, philosophers, and designers - in the following way. He who writes nothing, designs nothing, paints nothing, neither patents nor proposes, is paid a stipend, for life, to the tune of thirty-six thousand dollars a year. He who does any of the aforementioned receives correspondingly less.
Pericalypse contains a full set of tabulations of what is to be deducted for each form of creativity. For one invention or two published books a year, you receive not a cent; by three titles, what you create comes out of your own pocket. With this, only a true altruist, only an ascetic of the spirit, who loves his neighbor but not himself one bit, will create anything, and the production of mercenary rubbish will cease. Joachim Fersengeld speaks from personal experience, for it was at his own expense - at a loss! - that he published his Pericalypse. He knows, then, that total unprofitability does not at all mean the total elimination of creativity.
Egoism manifests itself as a hunger for mammon combined with a hunger for glory: in order to scotch the latter as well, the Salvation Program introduces the complete anonymity of the creators. To forestall the submission of stipend applications from untalented persons, the Foundation will, through the appropriate organs, examine the qualifications of the candidates. The actual merit of the idea with which a candidate comes forward is of no consequence. The only important thing is whether the project possesses commercial value, that is, whether it can be sold. If so, the stipend is awarded immediately. For underground creative activity, there is set up a system of penalties and repressive measures within the framework of legal prosecution by the apparatus of the Safety Control; also introduced is a new form of police, namely, the Anvil (Anticreative Vigilance League). According to the penal code, whosoever clandestinely writes, disseminates, harbors, or even if only in silence publicly communicates any fruit of creative endeavor, with the purpose of deriving from said action either gain or glory, shall be punished by confinement, forced labor, and, in the case of recidivism, by imprisonment in a dark cell with a hard bed, and a caning on each anniversary of the offense. For the smuggling into the bosom of society of such ideas, whose tragic effect on life is comparable to the bane of the automobile, the scourge of cinematography, the curse of television, etc., the law provides capital punishment as the maximum and includes the pillory and a life sentence of the compulsory use of one’s own invention. Punishable also are attempted crimes, and premeditation carries with it badges of shame, in the form of the stamping of the forehead with indelible letters arranged to spell out “Enemy of Man.” However, graphomania, which does not look for gain, is called a Disorder of the Mind and is not punishable, though persons so afflicted are removed from society, as constituting a threat to the peace, and placed in special institutions, where they are humanely supplied with great quantities of ink and paper.
Obviously world culture will not at all suffer from such state regulation, but will only then begin to flourish. Humanity will return to the magnificent works of its own history; for the number of sculptures, paintings, plays, novels, gadgets, and machines is great enough already to meet the needs of many centuries. Nor will anyone be forbidden to make so-called epochal discoveries, on the condition that he keep them to himself.
Having in this way set the situation to rights - that is, having saved humanity - Joachim Fersengeld proceeds to the final problem: what is to be done with that monstrous glut which has already come about? As a man of uncommon civil fortitude, Fersengeld says that what has so far been created in the twentieth century, though it may contain great pearls of wisdom, is worth nothing when tallied up in its entirety, because you will not find those pearls in the ocean of garbage. Therefore he calls for the destruction of everything in one lump, all that has arisen in the form of films, illustrated magazines, postage stamps, musical scores, books, scientific articles, newspapers, for this act will be a true cleaning out of the Augean stables - with a full balancing of the historical credits and debits in the human ledger. (Among other things, the destruction will claim the facts about atomic energy, which will eliminate the current threat to the world.) Joachim Fersengeld points out that he is perfectly aware of the infamy of burning books, or even whole libraries. But the autos-da-fé enacted in history - such as in the Third Reich - were infamous because they were reactionary. It all depends on the grounds on which one does the burning. He proposes, then, a life-saving auto-da-fé, progressive, redemptive; and because Joachim Fersengeld is a prophet consistent to the end, in his closing word he bids the reader first tear up and set fire to this very prophecy!